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| Goethe, Johann Wolfgang von: Faust - Der Tragödie
Goethe, Johann Wolfgang von: Faust - Der Tragödie
Study Guide for Goethe`s Faust
This work is rich in wonderful contradictions and conflicts. Faust:
ATragedy is the title given his masterpiece by Johann Wolfgang vonGoethe.
Yet it might almost as easily be described as a musical comedy, inthat it has
many comic passages, features many songs, and lacks a tragic ending. Faust
himself is not a classic tragic figure either. In fact, hischaracteristic
yearning for experience and knowledge created a type for theromantic age still
known as the Faustian hero, though he can easily seem moreof a villain than a
hero; and the purported villain--Mephistopheles--is one ofthe most likable
characters in the play. His yearnings draw him toward theheavens, yet he is also
powerfully attracted to the physical world. The bookwas designed to be read
rather than performed, yet many scenes are wonderfullydesigned for effective
stage presentation.
It is useless to try to figure out what the "real" point of Faust
is, or which of the many views of life it presents is thecorrect one. It is
par excellence the Romantic masterworkprecisely because it explores a
wide variety of polar opposites withoutresolving them. Goethe has created a
microcosm of life, trying to preserve itscomplexity, its ten sions, and its
dynamism. Appreciating the work`s complexityand enjoying it should be your goal.
One the most important tensions expressed in this work is between learning
andexperience. Faust himself rejects scholarship for life, but it would be
amistake to suppose that Goethe unequivocally endorses this view.
Mephistophles,who is usually both truthful and wise, warns him against this
enthusiasm forraw experience; and Goethe himself was a scholar and bureaucrat
who greatlyvalued the learning of the past and aimed at joining the pantheon of
classicwriters. Faust is a part of Goethe, but so is Mephistophles.
This is a work that can be hugely entertaining, but only if one understands
itsreferences and ideas. These notes are meant to help you enjoy the work
bypointing you to significant passages that need careful thought and
providingcrucial information on some difficult references. They are meant not to
handyou a simple interpretation, but to stimulate thought about the work that
canlead to an interpretation.
None of them will take more than a few minutesto read.
(Wait until this page is completely downloaded before clicking.)
Prologue in Heaven, Night,
Before the City Gate, Study,
Study, Witch`s Kitchen,
Street, Evening,
Promenade, Street,
Garden, A Garden Bower,
Wood and Cave, Martha`s Garden,
At the Well, City Wall,
Night. Street in Front of Gretchen`s Door,
Cathedral, Walpurgis Night,
Dismal Day, Charming Landscape,
Open Country, Palace,
Deep Night, Midnight,
Large Outer Court of the Palace,
Entombment,
Mountain Gorges; Forest, Rock, and Desert
Prologue in Heaven
In this overture to his drama Goethe createsa quaint and slightly comic
Heaven in which the encounter betweenGoethe and Mephistopheles is planned. What
signs can you findthat Goethe does not intend this scene seriously to portray
anorthodox Christian Heaven? To "intone" an "air"is to sing a song. A "tourney"
is a tournament orconflict.
Raphael is describing a traditional conceptcalled "the harmony of the
spheres" in which eachplanetary sphere in the solar system emits a tone which
blendtogether into a sort of heavenly music. In what way does the conceptof a
"tourney" conflict with this concept? What astronomicalsystem is represented by
Raphael`s description of the sunand its "brother spheres" moving around the
earth?How does this system relate to that described by Gabriel, whodescribes the
earth as revolving and fleeing through space? Whatreferences to motion
can you find in the speeches of thethree archangels? Can you find any pattern in
the order in whichthey describe various kinds of motion? (Hint: look at the
scaleof things.) What contradiction is contained in the last line
ofMichael`s speech?
Mephistopheles` witty, ironic tonein addressing God is quite different from
that of the sober debatein the book of Job (be sure to read today`s brief
assignmentin Job; any translation of the Bible will do). But what are thebasic
similarities between the story in the Bible and this scene?After the angels have
been praising God for his unfathomable splendor,how does Mephistopheles
criticize God? Why is the Devil representedas being more interested in humanity
than is God? What criticismdoes he make of humanity`s gift of reason?
How effectively does The Lord answer Mephistopheles?What are the chief
characteristics of Faust that Mephistophelesdescribes? The Lord seems to agree
with Mephistopheles`description of Faust`s greatest fault when he says "Manerrs
as long as he will strive." But he seems to value strivingwhen he says "man`s
activity can easily abate,/Hesoon prefers uninterrupted rest;/To give him this
companion henceseems best/Who roils and must as Devil help create." Whatreasons
do you think Goethe might have had for having the Lordexpress two such opposite
views of the roles of striving and activity?In what way does he say the Devil
actually helps him to carryout his will?
Night
Faust has studied all of the major subjectsin which a Renaissance scholar
could receive a degree, so canbe understood to have exhausted traditional
learning. What ishis attitude toward his education? In what way does he feel
heis smarter than others? What activity has he turned to after rejectingformal
education? At line 386, where is he looking? At line 398?What contrast does he
draw between these two sights? Worms anddust traditionally symbolize death; look
for this symbolism toreappear. What do the images of imprisonment and escape
here conveyabout Faust`s mood?
Nostradamus
was a Renaissance prophetand astrologer; which of his roles is relevant in this
context(line 420)? In this context the Originaldokument enthält an dieser
Stelle eine Grafik! Original document contains a graphic at this
position! macrocosm is the universe atlarge, depicted in the renaissance as a
series of concentric circlessurrounding the earth marking the orbits of the
moon, sun, planets,and stars. How does viewing it make Faust feel? In lines
446-453he envisions a dynamic version of the traditional Renaissanceimage of the
"Great Chain of Being,"
seemingly influencedby Jacob`s vision in
Genesis 28:11-12).
What is his reactionto it? Notice how Mephistopheles` preference for the Earthin
the Prologue in Heaven foreshadowed Faust`s preferencefor the Earth Spirit over
the image of the macrocosm. Faust imperiouslyconjures the Earth Spirit to appear
before him: what is his reactionwhen it actually appears? How does Faust react
to its taunts?What does the Spirit mean when it says to him that he is a "Peerof
the spirit that you comprehend/Not mine!"? Why does Faustcall himself "image of
the godhead?" (See
Genesis1:27)
Why is Faust so irritated when Wagner,his student, thinks that he has been
reading classical literatureand practicing rhetoric? What are the main points of
the two sidesof the debate between Faust and Wagner? What is Faust`sattitude
toward classical study? What does this classical proverb,quoted by Wagner, mean:
"art is forever,/and our life isbrief?"
When Wagner claims that study of ancient writingsis valuable because it helps us
enter into the spirit of the time,how does Faust answer him? Why is Wagner`s
final speechprobably intensely irritating to Faust? How does it relate towhat
they have been discussing earlier? Which of the two do youagree more with?
Why?
In line 808 Faust expresses his gratitudetoward Wagner for having rescued
him from the despair into whichthe Earth Spirit`s taunts had cast him; but he
almost immediatelyplunges back into depression. He speaks to the absent
Spirit,expressing his humiliation. The contrast he makes between fantasyand
realism starting in line 640 is a typical romantic complaintabout the
rationalist period from which he was emerging. He islooking back with nostalgia
to the Middle Ages, when the imaginationwas allowed freer rein and is repelled
by the narrow rationalismof the eighteenth century. How does Faust again use the
imageryof worms and dust in lines 652-659? The skull he sees onhis shelf acts as
a traditional memento mori: a reminderof death which some devout monks
kept by their beside in the MiddleAges to remind them that they were mortal; but
why might he realisticallyhave a skull on his shelf? The bottle which is the
next objectto catch his eye almost certainly contains laudanum:
opium dissolvedin
alcohol. It was an extremely common drug and relatively cheap.Though it could
not cure diseases, it made people feel better--unlessthey took too large a dose,
in which case they would pleasantlydrop off to sleep and die. This quality made
it not only the renaissanceequivalent of aspirin but the drug of choice for
suicide. Howdoes he propose to prove "that mortals/Have as much dignityas any
god"? In lines 712-719 Faust is contrasting himselfwith Hamlet in Act 3, Scene 1
of the play (ll. 55-88). Note theChoir of Women. A similar group of women are
going to appear atthe end of the play, linked to the theme of salvation. Why
doesn`the drink? Does the song of the angels bring him to religious faith?What
effect does it have on him?
Before the City Gate
What kinds of activities are people engagingin on this
Easter morning? Are any of them
religious? What isthe attitude of "Another Citizen" toward war? Canyou compare
the attitudes of the young women toward love withthose of the soldiers? What
does Faust seem to feel is the meaningof the Easter holiday? What is Wagner`s
reaction to Faust`senjoyment of the scene? The song sung by the peasants has
thetypical folk theme of a young girl seduced and abandoned, andstrongly
foreshadows the plot of the play. Why does Faust, whois normally completely
skeptical about religion, tell the peasantswho praise him for his medical
services that they should thankGod instead? Faust rather hysterically compares
the medical effortsof his father and himself to the plague ("pest"),not because
they really intended to murder anyone but because--asGoethe knew
well-- renaissance medicine
was more harmfulthan helpful to patients. In using the image of flight to
symbolizehis longing for transcendence and escape he imagines himself
pursuingthe setting sun, personified as a god,
as by the ancient Greeksand
Romans. As the sun sinks into the west, he pursues it outover the billows
(waves) of the Atlantic Ocean. This image ofeternal vain pursuit is central to
Faust`s ideas abouthimself, which will be reflected throughout the play in many
forms.What is the basic contradiction in human nature that Faust describesin the
last part of this speech? What is Wagner`s reactionto it? In what two directions
does Faust then say his soul istorn?
When the black dog appears (a large, shaggyanimal, not a French toy
poodle), what does Faust see that Wagnercannot?
Study
Note that at the beginning of this sceneFaust seems to be in a more nearly
religious mood than at anyother point in the play. Night, which was celebrated
by romanticwriters (in self-conscious contrast with the enlightenment),
inspiresin him a "holy dread." What effect does the poodlehave on this mood?
When we learn that the poodle is really Mephistopheles,what do we realize he has
accomplished in disturbing Faust?
When Faust "translates" thefirst verse of the Gospel of John, how does his
vocabulary choicereflect his character? Based on what you read later, why do
thespirits in the corridor say "One has been caught inside"in line 1259? During
the Renaissance the salamander was thoughtto live in fire, the undene in water,
and the sylph in air, whilethe kobold is a Germanic spirit associated with the
earth. Thuseach represents one of the traditional four elements of the
naturalworld. Having exhausted
the natural world, Faust
will have tothe demonic ("Hell`s progeny"). What is anincubus? (Look it up.)
Mephistopheles sets the tone for theirwhole relationship by greeting Faust
sarcastically, belittlinghis prowess; but according to the traditions of the
conjuringof spirits he is in real danger of being controlled if his
intendedvictim can only identify his name. How does he distract him fromthat
question? When Faust calls Mephistopheles "God ofFlies" he is alluding to
another traditional Jewish namefor the Devil:
Beelzebub.
This passage is the source of the titleof William Golding`s novel,
Lord of the Flies.
Howdoes Mephistopheles` definition of himself in lines 1336-1337relate to
what The Lord has to say about his role in the Prologuein Heaven? How does
Mephistopheles argue that darkness is superiorto light in lines 1348-1368? In
what sense did darknessgive birth to light? (See
Genesis 1:1-5.)
Why does Mephistophelessay that his favorite element is fire? Rather than
portrayingMephistopheles as a force for evil against good, Faust understandshim
as sterility against creativity. Which of these two forcesdo both of them seem
to feel is the stronger?
Why could the magic
pentagram (the
witch`sfoot) in the doorway let Mephistopheles in though it now willnot let him
out? Notice that it is Faust who first raises thepossibility of signing a
contract with the Devil. Goethe repeatedlyemphasizes that Faust is not seduced
into evil by Mephistopheles:he is already drawn to it, and tries to make the
Devil his tool.Why do you think Mephistopheles is so anxious to leave insteadof
immediately negotiating the contract? How does Mephistophelesmanage to escape?
Study
Faust has to invite Mephistopheles intohis study three times to symbolize
his willingness to become involvedin the evil the spirit represents. Why reasons
does Faust givefor saying there is nothing Mephistopheles can give him that
hewants? How does Mephistopheles humiliate him when he declaresthat he wants to
die in line 1571? Faust is like a patient whoapproaches a doctor, saying "I want
to avoid heart disease,but don`t tell me to change my diet, exercise, or
takedrugs." Perhaps because he is a bit nervous about the directionin which he
is headed he is effectively ruling out just abouteverything that Mephistopheles
could conceivably give him. WhenFaust gets into one of these melodramatic moods,
Mephistophelesusually combats him with humor. Here it is his companion
spiritswho mock his words by saying he has "shattered the world"with his curses.
Their song means, in essence, "Hey, relax,enjoy life!"
Faust has clearly read stories of otherpeople who have signed contracts
with the Devil and experienceddisaster, and Mephistopheles tells the doctor that
he will beMephistopheles` servant in hell, so why does Faust proceedwith the
negotiation? What examples does Faust give of the deceptiveand transitory gifts
the Devil has been known to provide? Whydoes Faust say that he is willing to die
if he ever experiencesa moment of complete satisfaction? Note these words: "Ifto
the moment I should say:/Abide, you are so fair;" theyare important at the end
of the play. Mephistopheles insists onthe signature being in blood to force
Faust into taking a stereotypicallyself-damning step. He can hardly claim he
didn`t know whathe was getting into, since signing a contract with the Devil
inblood is notoriously a damnable thing to do. Again and again Faustwill seek to
gloss over the true nature of his relationship toevil, and again and again
Mephistopheles will rub his nose init. Of the two longings Faust has spoken of
before, which onedoes he say he now wants to pursue? Does he seek happiness?
Whatwarnings does Mephistopheles make about the probable outcome oftheir
contract? Which of the two longings does Mephistophelesurge Faust to pursue?
Notice the last two lines before the entryof the student mean in which
Mephistopheles confirms that it isnot he who is making Faust evil; Faust is evil
already. Mephistophelesmay in fact be seen in this play as the embodiment of the
evilimpulses within Faust. The fact that he is a lively and vividcharacter with
a personality strikingly different from Faust`sown may obscure this symbolism,
but Goethe repeatedly underlinesit. What career does Mephistopheles finally
advise the studentto take up, and what typically devilish reason does he give
fordoing so? People often wrote short poems or quotations in eachother`s
autograph books in Goethe`s time. What isthe meaning of Mephistopheles`
inscription ("Youshall be like God, knowing good and evil.")? (See
Genesis3:1-5.)
Witch`s Kitchen
What is Faust`s attitude towardwitchcraft? As when he forced him to sign in
blood, Mephistophelesis maneuvering Faust into participating in obviously
Satanic ritualsso that he is forced to confront the evil nature of what he
isdoing. What alternative to drinking the magic potion does Mephistophelesoffer
Faust? Lines 2441-2442 sarcastically allude to the factthat in the Biblical
account of creation God looks at each day`swork and sees that it is good (see
Genesis 1). What
does Mephistophelessuggest Faust should do with a beautiful woman should he
findone? Compare this with what he actually does. In what ways
doesMephistopheles say he has modernized his appearance? Line 2509reflects the
state of European civilization in the wake of theenlightenment, shorn of its
religious superstitions, but no closerto virtue. It is important to keep
reminding yourself that neitherGoethe nor most of his readers believed in the
traditional Devil.Mephistopheles is a symbol of evil--a very lively and
vividone--but still ultimately a symbol. In lines 2526-2527 hesays that Faust
can safely drink the potion because the latteris no novice at evil; he is
sufficiently corrupted already tobe "inoculated" against its dangerous effects.
WhenMephistopheles says that "Three in One and One in Three"is "illusion and not
truth" he is of course mockingthe Christian doctrine of
the Holy Trinity.
The belief that Godcan be simultaneously one and three persons is one of the
mostcontroversial aspects of Christian belief, giving theologiansmuch exercise
to explain this paradox in logical terms. Mephistophelesdelights in pointing out
such sore spots in conventional religion.Besides making him thirty years
younger, what other effect doesthe magic potion have on Faust?
Street
A properly brought up young woman of thistime would never allow herself to
be picked up on the street.She is correct in saying she is not a "lady" (a
termreserved for the nobility at this time): she belongs to the lowermiddle
class. She is, however, naive in thinking that she is not"fair" (beautiful); her
difficult life has not exposedher to public admiration before and is genuinely
unaware of herbeauty until she catches sight of herself bedecked in jewels
later,in a mirror. What is Faust`s reaction to her virtuous rejectionof him? Why
does Mephistopheles say he cannot deliver her to himimmediately? What devilish
reason does he give to justify thedelay?
Evening
How could Gretchen--the nicknamefor Margaret by which she is known in the
play--recognizethat Faust belonged to the upper classes (besides the shape ofhis
forehead)? Faust is so moved by Gretchen`s obviousinnocence that he wants to
abandon the planned seduction. Howdoes Mephistopheles shame him into proceeding
with the seduction?Note how cleverly he provides a virtuous motive for doing
evil.Gretchen is made both innocent and erotic at the same time asshe slowly
removes her clothes while singing a romantic songabout the king of Thule (a
mythical far-northern kingdom)? Theaudience becomes voyeurs while Gretchen
remains an innocent younggirl getting ready for bed. What effect does putting on
the jewelshave on Gretchen?
Promenade
How does Mephistopheles satirize the Church at the beginning of this
scene?
The Neighbor`s House
How can you tell that Martha is not genuinelygrieving for her missing
husband? Why is she so eager for newsof him? Mephistopheles` clever compliments
echo Faust`saddresses to her earlier. Whereas she had then denied being eithera
lady or beautiful, now she can deny only the former. Noticehow cleverly
Mephistopheles works Martha up into a rage againsther missing husband by
alternately telling her things that makeher eager to be reunited with him and
others that make her furiouswith him. She is angry that he left behind a request
to have threehundred masses sung for the repose of his soul because such
masseswere very expensive. Supposedly he has spent all his wealth onanother
woman and then tried to impose an enormous debt on hiswife." How does Gretchen
respond to Mephistopheles`suggestion that she should get married? What is
improper aboutthe manner of mourning suggested by Mephistopheles in lines
2990-2991?How do you think Mephistopheles` question on line 3006affects her?
Does her answer reveal blissful innocence or a guiltyconscience? Watch for a
speech by Gretchen later that impliesthe latter is the truth. Why is Martha so
eager to meet the magistrateMephistopheles says he will bring to
her?
Street
Faust is eager to seduce Gretchen, whichwill ruin her; but he is reluctant
to tell a lie. What argumentdoes Mephistopheles use to demonstrate that this is
an absurddistinction? Again we see that he is cleverly maneuvering Faustinto
doing something obviously evil and distasteful in order togain his ends. What
argument does Faust use to maintain that hispromises of eternal love for
Gretchen will not be a lie? Whatis the logical flaw in his argument? What
attitude toward hissituation does Faust express in his last line in this scene,
andis it justified?
Garden
How does Faust kissing Gretchen`shand remind her of her poverty? What does
Martha seem to be aimingat in her conversation with Mephistopheles? Gretchen
suffers froman acute case of low self-esteem. In what ways does this makeher
more vulnerable to Faust`s seduction? What hint isthere in Gretchen`s long
speech about her family that sheis not entirely pleased with her mother? Can you
describe howthe relationship between them has developed between this passageand
line 2163, when Faust and Gretchen reappear together as theystroll around the
garden? The technique used here is not unlikea scene change in a film, where
matters have progressed much fartherthan one would have expected in the brief
moments they have beenout of earshot, but because we could not hear what they
were saying,we are not bothered by this fact. What does Gretchen say her
reactionwas when Faust first spoke to her? Against whom was her angerultimately
directed? Why? Have you ever encountered this sortof emotional reaction in real
life? Gretchen`s sound moralinstincts make her shudder when Faust first clasps
her hands.Watch for that reaction to return later in the play. Notice howFaust`s
inelegant but passionate "No, no end! Noend! seems to be less directed toward
Gretchen than toward themocking voice of Mephistopheles within him pointing out
that byswearing eternal life he is lying. Faust had insisted he wouldbe sincere,
and now he is trying to whip himself up into a frenziedpassion that will make
his declarations sincere; but Mephistopheles`intervention has prevented this
self-delusion from working. Thevery next words (uttered by Martha) ominously
foreshadow the very"end" which Faust is trying to deny.
A Garden Bower
Gretchen says "I love you;"but the closest Faust comes to saying it is
during the daisy-petal-pluckingscene when he says " he loves you." What
doesthis difference reveal about each of them? Gretchen is mystifiedas to what
Faust sees in her. She is a classic victim of sexualaggression: too young and
naive to realize that the erotic attractionsof her body more than compensate for
her lack of sophistication.She is still so impressed by Faust`s social
superioritythat she cannot grasp that he is drawn to her for purely
sexualreasons.
Wood and Cave
The "exalted spirit" to whomFaust is addressing his remarks is clearly not
Mephistophelessince he alludes to the latter in ll. 3243-3245 as someone
distinctlyseparate, so the spirit addressed has to be the Earth Spirit
whichFaust conjured up earlier in the play. This may seem inconsistentsince we
have no reason to think that Faust has maintained anyrelationship with this
spirit, and in fact it is partly a remnantof a plan by Goethe to have the Earth
Spirit play a much largerrole in the story than he finally did. However, we may
also interpretthis as a typical piece of self-delusion on Faust`s part:he
declines to accept that Gretchen is a gift of the Devil andinstead tries to
credit a less obviously evil source. What ishe trying to achieve out here in the
wilderness? Why does he sayhe has not succeeded? In ll. 3282-3292 Faust`s
romanticclaims to be "communing with nature" are crudelydismissed by
Mephistopheles as a form of masturbation, one ofmany instances of sexual
frankness that would be avoided by writerslater in the nineteenth century. How
does he tempt Faust to continuehis affair with Gretchen? What clues are there in
their dialoguethat Faust has already made love with her repeatedly? In
lines3334-3335 Faust blasphemously proclaims that he is jealous whenGretchen
goes to Mass and consumes the wafer which Catholics
believe is transformed into the body of Christ.
Mephistopheles answershim with a clever erotic blasphemy of his own, based on
Song ofSongs
(known in some translations as "The Song of Solomon")7:3 in which breasts are
compared to twin deer. Mephistophelesis saying that he is jealous of Faust when
the latter enjoys Gretchenwith her blouse off. Readers who don`t know their
Biblethoroughly will miss this clear statement that Gretchen and Fausthave
already been making love. In fact, she is almost certainlypregnant at this
point, as we will discover later. Faust is reducedto spluttering protests by
this sly remark, which Mephistophlesanswers with yet another sexually-toned
blasphemy, arguing thatsince God made women to be the partners of men, he was
the firstpimp. What evidence is there in Faust`s last speech inthis scene that
he knows perfectly well that he is destroyingGretchen? How does he rationalize
completing her destruction?
Gretchen`s Room
What feelings does Gretchen express inher spinning wheel song? This song
has been set to music severaltimes, most famously by Franz Schubert, as
"Gretchenam Spinnrad." Compare her feelings to what Mephistophelessaid she
was feeling in the previous scene.
Martha`s Garden
How does Faust respond to Gretchen`spointed questions about his religious
beliefs? How does he manageto change this troublesome subject back to his love
for her? Whatimportant error does Gretchen make in this debate which preventsher
from understanding that Faust is evil? Why should the audiencebecome alarmed
when Faust suggests using a sleeping potion todrug Gretchen`s mother, based what
we have seen earlierin the play? Why, although it is made clear a little later
thatGretchen is no longer a virgin and is in fact probably pregnantat this
point, does Goethe seem to evade that point by using ambiguouslanguage here
which could be misread to mean that they have neverhad sex together when in fact
it is only that they have neverslept in her bedroom all night before? How would
you feel abouta real girl who was willing to give her mother a dangerous drugso
that she could have sex with her lover in the same bedroom?What is there about
the portrait of Gretchen that tends to makeus more forgiving of her than of her
real-life equivalent? Whateffect does it have on our feelings about Gretchen
that her mothernever appears on stage? What cynical reason does
Mephistophelesoffer for Gretchen`s curiosity about Faust`s religiousbeliefs?
Mephistopheles does not really take pleasure in sexualdesire for its own
sake--only for the evil it may lead to. He anticipates inhis last line the
disasters to come.
At the Well
What is your reaction to the characterof Lieschen? How does she cause us to
side emotionally with Gretchen?What techniques does Goethe use in this scene and
elsewhere toavoid presenting Gretchen as a wicked sinner? How does this
sceneindirectly make us aware that Gretchen is
pregnant?
City Wall
The
Mater Dolorosa is
the image of theVirgin Mary grieving for the sufferings of her son Jesus. Is
Gretchen`sprayer to her a prayer of repentance?
Explain.
Night. Street in Front of Gretchen`s Door
What is ironic about the name of Gretchen`sbrother? What are his feelings
about her? Does he really careabout her for her own sake? How many days away is
Walpurgis Night(April 30)? What is the subject of Mephistopheles` serenade?Why
does Mephistopheles insist on parrying Valentine`sthrusts while Faust thrusts at
him? How does Valentine`sdying speech make us more sympathetic with Gretchen?
Martha iscorrect in calling his self-righteous words blasphemous sincehe is
presuming to be more judgmental than God, whereas it canbe argued that Jesus
taught that humans should be more forgivingthan God, who is the only one who can
send sinners to eternaldamnation without hope of forgiveness (see
Matthew 18:22-35).
Cathedral
Gretchen is at the funeral of her mother,killed by the sleeping potion, and
of Valentine, killed by Faust.She is crazed with guilt and terror for her role
in this catastrophe.When the evil spirit which acts as her guilty conscience
refersto a foreboding presence which frightens her ("underneathyour heart"),
what is he talking about? The choir singsthe famous opening lines from the
Dies Irae, the traditionalchant describing the Day of Judgment which is
sung during themass for the dead. How are their words related to Gretchen?
[ Diesiræ, dies illa,/Solvet sæclum in favila; Day ofwrath, on
that day when the world shall dissolve in ashes; Judexergo cum
sedebit,/Quidquid latet adparebit,/Nil inultum remanebit;So when the judge
takes his seat, whatever has been hidden willappear, nothing shall remain
unpunished; Quid sum miser tuncdicturus?/Quem patronum rogaturus?/Cum vix
justus sit securus;What shall I, a wretch, say? Who shall I ask to plead
forme, when scarcely the righteous shall be
safe?]
Walpurgis Night
The eve of May Day
is here observed asa kind of Halloween, filled with Devil worship in the Harz
mountains,where Goethe had spent a memorable night after hiking up the
famoussite of this scene. Much of the opening is sung, and Goethe usesa variety
of devices to create the illusion of climbing on a staticstage. What references
to motion of various kinds can you findin this part of the scene? Note how even
the trees are broughtto life. Will o` the wisps were spirits (actually
phosphorescentswamp gas) that were believed to lead the unwary traveler
deeperand deeper into the wilderness until he or she was lost and destroyed.Why
is such a guide chosen to lead them up the mountain? How isthe theme of striving
which pervades the play reflected in theHalf-Witch? What is Mephistopheles`
reply to Goethe`shope that he will finally achieve the answers to many riddlesat
the Walpurgis Night celebration? In traditional witchcraft,some ceremonies were
performed nude. How does Goethe do a satiricalvariation on this theme? Why does
Mephistopheles speak as if hewere losing his power in lines 4092-4094? Is he
really commentingon the impending Last Judgment or on the decline of religion
inthe age of Enlightenment? Keeping in mind the latter interpretation,notice how
he ridicules the Huckster-Witch (a huckster is a sleazy,dishonest merchant).
Lilith is
rarely (and unclearly) alludedto in the Bible, but Jewish tradition makes her
the first, rebelliouswife of Adam, and later a symbol for everything evil about
women.The impudently erotic song Faust sings as he dances with the youngwitch is
modelled on the
Song of Songs 7:7-8,
in which a woman`sbreasts are compared to fruit growing on a tree which man
mayclimb up to gather. Note that Mephistopheles and the old witchuse much more
obviously obscene metaphors in the following exchange.What effect does the
enlightenment rationalism of the Proktophantasmisthave on the Walpurgis Night
celebration? In mythology,
Perseusrescued
Andromeda by cutting off the head of Medusa, whose gazecould turn a person to
stone. Goethe here blends that story witha traditional tale of a young woman who
persisted in wearing avelvet band around her neck night and day. When her new
husbandremoved it while she slept, her head fell off. She had earlierbeen
executed, but kept alive by the witchcraft of the band. Onetheory has it that
the story was inspired by the red thread whichwas tied around the necks of those
intended for the guillotineduring the French Revolution, to make the place where
the bladeshould fall. The American author Washington Irving retold a versionof
this story in "The Adventure of the German Student"(1824). This blending of
northern European and Greco-Roman mythologyis very typical of Goethe. This
imagery also foreshadows the factthat Gretchen has been condemned to the
executioner`s ax.How in this scene does Faust make it unequivocally clear thathe
had made love with Gretchen before this time?
Dismal Day
This is the only scene in the play whichGoethe left in the original prose.
Perhaps he thought its depressingsubject was better suited to prose than poetry.
Faust, feelingat last some qualms of conscience, has fled Gretchen again
tocommune with nature in the countryside. Evidently quite a whilehas passed
since Walpurgis Night, for Gretchen has despaired afterthe night in which her
mother and brother both died, feeling thatshe is to blame. Abandoned, she has
killed the infant fatheredby Faust by drowning it in a forest pool; but she has
been caught,tried, and condemned to death. Infanticide by guilt-ridden
youngmothers was quite common at this time, and is hardly unknown today,though
it has always been strongly outlawed in Europe since theadvent of Christianity.
Mephistophles has just informed Faustof all this as the scene begins, and we
must infer what has happenedfrom his reaction and from what follows. Faust again
tries toappeal to the Earth Spirit (addressing him as "infinitespirit") to try
to undo his relationship to Mephistopheles.How does Mephistopheles answer his
hysterical accusations andturn the blame back around onto Faust? Mephistopheles
proposesto stand guard, but Faust must be the one to actually help herescape
from prison, just as in the duel with her brother Mephistophelesparried while
Faust was forced to strike. The decisions involvingmoral responsibility must be
Faust`s alone, despite hisconstant efforts to shift responsibility to
Mephistopheles.
Dungeon
The character of Gretchen was inspiredin the first place by a real-life
story Goethe had heard of ayoung woman who was seduced and abandoned, who killed
her illegitimatechild, was condemned to death, and whose repentant lover
joinedher in prison to share her fate. In what important way does thisscene
differ from the original incident? Having been either directlyor indirectly
responsible for the death of her mother, brother,and baby, Gretchen has gone
insane with guilt. As she sings madlyin her prison cell, she blends the
classical myth of Tereus andProcne
(which involves cannibalism and rape) with a similar Germanictale in which the
victim is turned into a bird. In whose voiceis she singing?
Who does she think is coming when she hearsFaust and Mephistopheles enter?
How does she speak differentlythan she might have if her madness did not prevent
her from recognizingFaust, and how does that create a powerful effect on him?
Whathas she learned that she did not understand earlier that explainswhy he
seduced her? European brides wear
wreaths of flowers
ontheir wedding day to symbolize their unbroken virginity, so thetorn wreath
symbolizes her fall from virtue. Gretchen imaginesthat someone else has stolen
and killed her baby, and complainsof the sensational street ballads that are
being composed abouther crime. What evidence is there that Gretchen, though mad,
hasrecovered much of her sensitivity to evil? In what way does line4490 say more
than Gretchen intends? At what point does she seemto emerge from her madness
into relative sanity? When she imaginesthat she can still see Valentine`s blood
on Faust`shand Goethe is of course alluding to the famous scene in
whichShakespeare`s Lady Macbeth, guiltily sleepwalking, imaginesthat Duncan`s
blood is still staining her hands
( Macbeth,Act V,
Scene 1, ll. 39-59). Why does she feel that she has tobe buried "a little aside"
from her mother and brother?How are you affected by her mad vision of seeing her
baby stillstruggling in the pond? Although Faust never proposed to her,he has
obviously been dreaming of wedlock since she fantasizesthat the next day is to
be her wedding day. The theme of the tragicyoung woman wed to death is a very
old motif, going back at leastto the ancient Greeks, with Sophocles`
Antigone being
aclassic example. Where the translation says "My veil!"(line 4583), she actually
says "My [bridal] wreath!"See the above explanation of bridal wreaths to
understand whatshe means. As she imagines her own execution, she is finally
saved--why?What is her final reaction toward Faust? What is the meaning ofher
last cry as she ascends into Heaven? How many different interpretationscan you
give it?
Charming Landscape
This scene`s setting in the
ElysianFields
is similar to setting of the Prologue in Heaven, sinceboth are antiquated,
unbelievable versions of heaven used fortheir symbolic rather than their
religious value. This part ofthe play was written under the powerful influence
of Goethe`sconversion to classicism at the very time when many romanticswere
turning away from it. He divided Part II of Faustinto five acts like a
classical drama (Part I had been modelledon Shakespeare`s looser structure) and
introduced intoit many figures from Greek and Roman antiquity. What does it
meanthat both a Christian and a pagan heaven can exist in the sameplay?
Accompanied by the mythical Aeolian harps of antiquity (carvedstones which
produced music when the wind blew through them),Ariel--a spirit from
Shakespeare`s The Tempest--helpsto revive Faust after his traumatic
experience of Part I. Sincehe has done nothing to deserve this, such as
repenting his evildeeds, why do you suppose it happens? What does it tell us
aboutGoethe`s beliefs? His dramatic intentions? The river Lethein classical
mythology was the boundary between life and Hades,the land of the dead. Here its
function is quite different, influencedby Dante Alighieri`s use of it in the
opening of the Purgatorio,where saved souls wash away their sins in a
sort of post-mortembaptism. The racketing sound of Phoebus Apollo`s
chariot,drawing the sun over the horizon, is as old-fashioned, creaky,and
implausible as the cosmological opening of the Prologue inHeaven. Rather than
repenting, what does Faust vow to do whenhe reawakens? Compare the passage on
the rising sun in lines 4695-4714with the earlier passage on the setting sun in
lines 1074-1099.What are the major differences? What are the
similarities?
Open Country
Our translation now skips a vast portionof Part II. Be sure to read the
"Synopsis of omitted portions"on pp. 32-44. Much of this part of the play
wanders farafield from the central narrative of the old Faust legend;
andalthough it was highly thought of by German romantic scholars,it has seldom
caught the imaginations of other readers. Fausthas been given a seaside kingdom
by the Emperor, which he hasenlarged by diking and draining the swampland--a
commonpractice from the Middle Ages onward in Holland and southwesternGermany.
The wanderer who appears in this scene is playing therole played by the gods in
Ovid`s Metamorphoses,when they test the hospitality of villagers by
appearing in theguise of wandering beggars. Only an old couple named Baucis
(thewoman) and Philemon (the man) are willing to open their housesand cupboards
to them, and only they are preserved when the restof the village is drowned in a
flood. Goethe expects his readersto know their Ovid well enough to recognize the
names and makethe proper associations. The wanderer is amazed to find the
formerseacoast where he was washed up years ago has become part of
Faust`skingdom. How does Philemon`s attitude toward this factdiffer from Baucis?
What is Goethe implying about the relativemoral sensitivities of men and
women?
Palace
How does Faust`s reaction to theringing of Baucis and Philemon`s chapel
bell compare withhis reaction to the bells of Easter Morning in Part I? What
doesthe difference tell us about the development of his character?Lynceus, the
palace lookout (another classical figure), sees Faust`smerchant fleet returning?
What evidence is there that he is usingillicit means to conduct this trade? In
line 11188 Mephistophelesalludes ironically to the Christian doctrine of the
Trinity, discussedabove. Why is Faust`s line "One would as soon nomore be just"
ironic? As you would find it you followedup the reference to I Kings 21, King
Ahab envied the vineyardof his subject Naboth. His wicked wife arranged for
Naboth tobe killed so that Ahab could seize it. Thus Mephistopheles isclearly
preparing us to expect the deaths of Baucis and Philemonas Faust plays the role
of Ahab.
Deep Night
Faust rages at Mephistopheles for his killing of Baucis and Philemon; but
whymight one see him as responsible for their deaths
anyway?
Midnight
As in a Medieval morality play like Everyman,allegorical figures
enter who symbolize the approach of death.They also parallel the four horsemen
of the Apocalypse: death,war, famine, and plague (see Revelations 6:1-8). In
this context"Want" and "Need" mean "poverty."Why is Faust not threatened by
them? What does it tell us thatGuilt cannot reach Faust? "Care" is used here
inthe sense of "worries, troubles." Why is she theonly one of the sisters to
reach Faust? Does Faust`s wishto abandon witchcraft in lines 11404-11407 mark a
changefrom his earlier attitudes? What philosophical conclusions doesFaust draw
from his life experience in lines 11433-11452?In what ways are these different
from his earlier attitudes? Inwhat ways the same? How does Care`s next speech
hint thatMephistopheles may not win his end of the bet with The Lord, thoughin
line 11485 he says he will send Faust to Hell? Since it ispitch black and Faust
can see nothing anyway (he never realizeshe`s been blinded), and since the
effect cannot possiblybe shown in the play, what is the point of having Faust be
blindedat the end of this scene?
Large Outer Court of the Palace
As Mephistopheles has the Lemures (zombiespatched together out of dead body
parts) dig Faust`s grave,the former meditates on the absurdity of death, which
is a frequenttheme in his speeches. What does Faust think the digging outsideis
accomplishing? How does Mephistopheles sarcastically prophesythat all his hopes
are in vain, and how does this comment connectwith the Baucis and Philemon story
in Ovid? Many readers havefelt that Faust`s final speeches are meant to show a
benignattitude that justifies his salvation; but has he actually changed?He does
say, "Abide, you are so fair," so why aren`tthe terms of the contract fulfilled?
What in Mephistopheles`speech following his death hints that he realizes this
fact?
Entombment
As Kaufmann points out in the introduction,this was the last scene Goethe
wrote, a wildly comic, blasphemousaccount of how Faust is saved, as if he wanted
to underline thatthe final scene must not be taken seriously as a scene of
orthodoxredemption. It has utterly failed to achieve that goal with
mostscholarly readers, partly because they are too embarrassed byits obscenities
even to discuss it. The Hell`s Mouth, likethe heavens depicted earlier, is an
obsolete bit of stage apparatus.During the Middle Ages and Renaissance such a
prop was often usedin religious dramas depicting Christ delivering the holy
patriarchsfrom Limbo after his Crucifixion (there was such a prop listedin the
inventory of Shakespeare`s theater). What in Mephistopheles`speech indicates
that it is not to be taken seriously? Psycheis the Greek mythological name for
the human soul. How is theeffort to capture the soul made grossly physical in
this scene?Why does Mephistopheles call the angels "devils in disguise?"How is
the Devil traditionally related to angels? What sight ultimatelydistracts
Mephistopheles so that the angels are able to make offwith the soul? Is he
attracted by their virtue?
Mountain Gorges; Forest, Rock, and Desert
An "anchorite" is a religioushermit, usually living in the wilderness. They
are given Latinnames: Pater Ecstaticus, The Ecstatic Father;
PaterProfundus, The Father of the Deeps; and Pater Seraphicus,The
Seraphic (angelic) Father. How does Faust`s salvationin this Neoplatonic Heaven
differ from that preached by conventionalChristianity? In what ways is it
similar to his rebirth at theopening of Part I? How does his journey through the
levels ofHeaven relate to the main themes of the play? According to thebeliefs
of Faust`s time, the souls of unbaptized infantswent to Limbo in Hell. Here they
are given the more Romantic roleof guiding the soul to Heaven. Since The Lord
said at the beginningof the play that "Man errs as long as he will strive"why do
the angels here seem to quote him as stating that "Whoever strives with all his
power,/We are allowed to save"?A "chrysalis" is the cocoon out of which a
butterflyhatches. What seems to be the ultimate power that draws Faustinto
Heaven? The Doctor Marianus is a theologian (not amedical doctor)
specializing in the veneration of the Virgin Mary,"heaven`s queen." Why is he
presented as beingin the "highest, cleanest cell?" What is the significanceof
the Magna Peccatrix (woman who has sinned greatly)?See Luke 7: 36-50. She
has been traditionally confusedwith Mary Magdalene, who is discussed elsewhere;
and Goethe probablymeant her to be identified as such; but which of her
characteristicsis particularly relevant here? What is relevant in the story
ofthe Mulier Samaritana (Samaritan woman) in John 4:1-30?Maria
Aegyptica , whose story of sin and repentance istold in the Medieval Acts
of the Saints, is the third ofthese women. How does Gretchen (Una
Poenitentium, A Penitent)fit in with them? Her role her is clearly modelled
on that ofDante`s Beatrice in The Divine Comedy, in whichthe poet`s human
beloved is transformed into an agent ofsalvation. In what way are the defeat
Mephistopheles and the salvationof Faust caused by the same force? The final
lines of the playare mistranslated. They actually say, "Eternal womanhooddraws
us onward." Considering the themes of therest of the play, why is this a
fitting ending? Since Goethe wasclearly not a Christian, why do you suppose he
wrote this scenein Heaven? Since Faust never repented his sins and did no
notablyvirtuous deeds and never expressed any religious faith, why doyou think
he is saved?
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